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Chapter 1NISM 21A

PMS in India

In this chapter: Industry structure · Discretionary, non-discretionary, advisory PMS

~3 min readLayer 2 · NISM CertificationsFree
Foundation

PMS (Portfolio Management Services) is SEBI-regulated wealth management for HNW clients (minimum ₹50 lakh). Three types: Discretionary (PM trades with full authority), Non-discretionary (PM advises, client approves each trade), Advisory (PM recommends only). Fees and structures vary significantly by type.

Deep Dive

PMS industry has grown to ₹35+ lakh crore AUM. Discretionary dominates — clients delegate execution. Non-discretionary is for sophisticated clients wanting control. Advisory PMS overlaps with RIA territory; SEBI has tightened the boundary. Fee structures: fixed (% AUM, typically 2-3%), performance (e.g., 20% above hurdle), or hybrid. The minimum investment threshold (₹50L) restricts PMS to HNW only — and even within HNW, due diligence on the manager matters far more than for mutual funds.

Advanced

A nuance: PMS performance reporting is less standardised than mutual funds — XIRR vs TWR vs absolute, with cherry-picked start dates, is common. SEBI mandates standardised reporting since 2020 but enforcement varies. PMS investors should demand audited TWR vs benchmark, full fee disclosure, and performance net-of-fees and net-of-taxes. Many PMS pitches use gross-of-fee returns.

Educational purposes only. The numbers, returns, and examples used in this lesson are illustrative. Past performance does not guarantee future results. Mutual fund and securities investments are subject to market risks. This lesson is not investment advice; for advice tailored to your circumstances, consult a SEBI-registered Investment Adviser. Read our full disclaimer.