Trustner AcademyTrustner AcademyCourses
Chapter 4NISM 21A

Performance and attribution

In this chapter: Time-weighted returns, attribution by source · Benchmark selection

~3 min readLayer 2 · NISM CertificationsFree
Foundation

Performance measurement uses TWR (neutral to cash flows) compared against a benchmark. Attribution decomposes returns into allocation effect (over/under-weighting sectors), selection effect (stock picks within sectors), and interaction. The benchmark choice matters — it must match the mandate.

Deep Dive

Brinson attribution: Allocation = (PortfolioWeight − BenchmarkWeight) × BenchmarkReturn; Selection = BenchmarkWeight × (PortfolioReturn − BenchmarkReturn); Interaction = (PortfolioWeight − BenchmarkWeight) × (PortfolioReturn − BenchmarkReturn). Sum = total active return. Benchmark choice: NIFTY 50 for large-cap mandates, NIFTY 500 for multi-cap, NIFTY Midcap 150 for mid-cap, NIFTY Smallcap 250 for small. Custom benchmarks (50-50 NIFTY/Midcap) for hybrids. SEBI now requires PMS to compare against a SEBI-defined benchmark.

Advanced

A nuance: the difference between "benchmark-agnostic" PMS and "benchmark-aware" PMS. Some managers explicitly run portfolios with no benchmark constraint (concentrated, contrarian). For these, comparing to NIFTY 50 over 3 years can show massive over- or under-performance — neither is meaningful in isolation. The right metric is risk-adjusted: Sharpe Ratio over 3-5 years, including drawdowns. Clients evaluating PMS need to look beyond simple alpha numbers.

Educational purposes only. The numbers, returns, and examples used in this lesson are illustrative. Past performance does not guarantee future results. Mutual fund and securities investments are subject to market risks. This lesson is not investment advice; for advice tailored to your circumstances, consult a SEBI-registered Investment Adviser. Read our full disclaimer.