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Chapter 6NISM 22

Taxation basics

In this chapter: Equity vs debt taxation · STCG, LTCG, dividend taxation

~3 min readLayer 2 · NISM CertificationsFree
Foundation

Equity-oriented funds (>65% in domestic equity) get favourable tax: STCG 20% (post-Budget 2024) for holdings <12 months; LTCG 12.5% above ₹1.25L per year for holdings ≥12 months. Debt and most non-equity hybrids are taxed at slab rates regardless of holding period since April 2023. Dividends are added to investor income at slab rates.

Deep Dive

Switches and consolidations are taxable events — even between regular and direct plans of the same fund. STT (0.001% on redemption) is the price of equity's favourable tax treatment. International funds with >65% in foreign equity (like S&P 500 funds): post-Budget 2024 rules, depend on whether classified as equity-oriented for Indian tax. Gold ETFs/funds: gains taxed at slab rates after April 2023. SWPs from equity funds use the FIFO rule (first-in-first-out) for cost basis.

Advanced

A nuanced angle: tax-loss harvesting is technically allowed but must have a genuine non-tax motive. Selling units at a loss to crystallise STCL/LTCL and immediately re-investing in a similar (but not identical) scheme is generally allowed. Selling and re-buying the SAME scheme to generate tax loss might be challenged as an artificial transaction. Direct-plan-to-regular-plan-to-direct switches purely for harvesting tax are particularly under scrutiny.

Educational purposes only. The numbers, returns, and examples used in this lesson are illustrative. Past performance does not guarantee future results. Mutual fund and securities investments are subject to market risks. This lesson is not investment advice; for advice tailored to your circumstances, consult a SEBI-registered Investment Adviser. Read our full disclaimer.