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Chapter 3Personal taxation for portfolios

Loss harvesting

In this chapter: STCL and LTCL — set-off and carry-forward rules · Wash-sale considerations

~3 min readLayer 3 · Industry Domain MasteryFree
Foundation

Capital losses can offset capital gains, reducing tax. STCL can offset both STCG and LTCG. LTCL can offset only LTCG. Unutilised losses carry forward up to 8 years. The mechanic: sell loss-making positions to crystallise loss; immediately re-invest in similar (but not identical) holding to maintain market exposure.

Deep Dive

STCL set-off: against STCG first (same year), then LTCG (same year), then carry forward. LTCL set-off: against LTCG only (same year and carry forward). Worked example: ₹5L LTCG on equity + ₹3L LTCL on bonds = ₹2L net LTCG, taxed at 12.5% above ₹1.25L = ₹0 tax (or ₹9,375 if exemption already used). Wash-sale considerations: India has no formal wash-sale rule (unlike US 30-day disallowance), but selling and re-buying the SAME security purely for tax could be challenged as artificial. Better practice: sell Fund A, buy similar Fund B (different AMC, similar mandate) — same exposure, different security.

Advanced

Practitioner techniques: at year-end, run a comprehensive loss-harvest review — identify all loss-making positions, sell those that align with portfolio strategy, replace with similar exposure. Don't harvest losses just for tax — only sell if the position no longer serves the IPS. Keep records of replacement-purchase rationale to defend if challenged. RIA-grade nuance: clients with substantial year-end LTCG often benefit from LTCL harvesting in equity (ETFs/funds) and matched buy-back; documentation must show non-tax purpose (rebalancing, fund-manager change, expense-ratio improvement).

Educational purposes only. The numbers, returns, and examples used in this lesson are illustrative. Past performance does not guarantee future results. Mutual fund and securities investments are subject to market risks. This lesson is not investment advice; for advice tailored to your circumstances, consult a SEBI-registered Investment Adviser. Read our full disclaimer.