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Chapter 2Retirement & estate planning in India

NPS deep dive

In this chapter: Tier I, Tier II, asset-class allocation · Active vs Auto choice; PFM selection

~3 min readLayer 3 · Industry Domain MasteryFree
Foundation

NPS Tier I is the mandatory retirement account: 60% lump sum + 40% mandatory annuity at age 60. Tier II is voluntary, liquid, no tax benefit. Asset classes: E (Equity, max 75% under 50yr), C (Corporate Debt), G (Government), A (Alternatives). Mode: Active (you choose allocation) or Auto (lifecycle glide path).

Deep Dive

Active mode: choose your own allocation, max 75% E under age 50, glides to 50% by 60. Most aggressive Auto setting (LC75): 75% E max, glides to 15% E by 60 — too conservative for many. Better for under-50 high-risk-capacity subscribers: Active mode with 75% E. PFM selection: ~7 PFMs (HDFC, ICICI, SBI, UTI, etc.). Performance differences within ±50 bps over 5 years; consistency more than absolute returns. Subscribers can change PFM and allocation once a year. NPS contribution under 80CCD(1) (within 80C cap), 80CCD(1B) (additional ₹50K), 80CCD(2) (employer's contribution, not capped against 80C).

Advanced

A nuanced point: NPS Tier I has lock-in to 60 + mandatory 40% annuity at sub-inflation yields (5.5-7%). For a young high-saver, this is suboptimal capital allocation. Better strategy: contribute up to 80CCD(1B) ₹50K extra (saves ~₹15K tax for 30% bracket) and any employer 80CCD(2) match (free money), but don't over-contribute to NPS Tier I. Use direct mutual fund SIPs and equity-tilted PPF for the rest. Most people over-contribute to NPS based on marketing; sophisticated planning under-contributes.

Educational purposes only. The numbers, returns, and examples used in this lesson are illustrative. Past performance does not guarantee future results. Mutual fund and securities investments are subject to market risks. This lesson is not investment advice; for advice tailored to your circumstances, consult a SEBI-registered Investment Adviser. Read our full disclaimer.